Tools For Client Accts.

This easy to use form letter informs clients of your clients about investment opportunities in Variable Annuities, Variable Universal Life, and...

You have already had your first client meeting and now you need to follow-up prior to the second meeting. Use this letter to set the stage.

This quick questionnaire can be filled out prior to the first meeting to help you understand the client’s goals and objectives.

This document will provide you authorization from your client to make specific moves relating to their investment.

This form letter outlines an engagement between a financial planner and a new client.

This form letter outlines an engagement between a registered rep or an insurance agent and a new client.

This form letter can be used with prospects who are about to become clients by outlining the relationship.

This form letter can be used with prospects who are about to become clients by outlining the relationship.

This document can be used to verify that a client has received information about recommended investments and asks them to sign.

This agreement can be used to fully disclose the terms of your investment advisory relationship with a client.